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#	Item
401	Prohibited acts of Abuse of the market in financial instruments 1 Add to Reading List Source URL: www.atvp.si Language: English - Date: 2015-01-21 04:01:46 Insider trading Stock market Business Financial system Market abuse Abuse Securities market Finance Federal Financial Supervisory Authority Corruption Economics Financial crimes
402	Microsoft Word[removed]Roche Group Insider Directive English.doc Add to Reading List Source URL: www.roche.com Language: English - Date: 2010-12-09 04:40:58 Business Corruption Insider trading Insider Hoffmann-La Roche Share repurchase Stock Stock market Economics Financial economics
403	WEDNESDAY, OCTOBER 1, 2014 © 2014 Dow Jones & Company, Inc. All Rights Reserved. Insider Trading on Herbalife Charged BY JULIET CHUNG AND DAVID BENOIT Add to Reading List Source URL: webreprints.djreprints.com Language: English - Date: 2015-03-06 18:55:19 Investment Economics Bill Ackman Insider trading U.S. Securities and Exchange Commission Pershing Square Capital Management Securities and Exchange Commission Business Herbalife Nutrition
404	Case 1:15-cv[removed]JMS-MJD Document 1 Filed[removed]Page 1 of 24 PageID #: 1 UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF INDIANA INDIANAPOLIS DIVISION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-03-02 13:50:32 Business Insider trading Day trading Stock Short Pump and dump Securities Exchange Act Securities Act Public company Stock market Financial economics Investment
405	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]February 11, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-11 10:02:20 NCR Corporation Mechanical engineering Economics Building engineering 73rd United States Congress United States Securities and Exchange Commission United States securities law Tender offer Insider trading Business Heat transfer Radiant Systems
406	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Washington, D.C[removed]ADMINISTRATIVE PROCEEDINGS RULINGS Release No[removed]February 12, 2015 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-12 15:17:27 Proffer Economics Law Business Corruption Insider trading Stock market
407	f James J. Angel, Ph.D., CFA Associate Professor of Finance Georgetown University McDonough School of Business Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-03-02 12:10:13 Financial economics SEC filings United States securities law 73rd United States Congress United States Securities and Exchange Commission Security Securities Exchange Act Insider trading Form 10-K Stock market Finance Business
408	CONSULTATION PAPER NO[removed]CONSULTATION PAPER[removed]MARKET MANIPULATION Add to Reading List Source URL: www.jerseyfsc.org Language: English - Date: 2003-12-09 06:55:59 Stock market Economics Financial system Business Market abuse Abuse Insider Corruption Financial crimes Insider trading
409	( ) [removed]cr L , [removed]cr(CON) Case[removed], Document 302, [removed], [removed], Page1 of 21 United States Court of Appeals Add to Reading List Source URL: blogs.reuters.com Language: English - Date: 2015-02-26 18:25:42 Amicus curiae Economics Law Business Corruption Insider trading Stock market
410	EUROPEAN PUBLISHERS COUNCIL NEWS RELEASE Add to Reading List Source URL: epceurope.eu Language: English - Date: 2012-04-19 09:05:39 Stock market Economics Financial system Business European Union Federalism Committee of Permanent Representatives Market abuse Corruption Financial crimes Insider trading

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